Principal laws applicable to Nasdaq CSD and all the Settlement Systems as amended:

Nasdaq CSD operates in the form of Societas Europea within the meaning of the Council Regulation (EC) No 2157/2001 of 8 October 2001 on the Statute for a European company (SE), in accordance with Latvian Commercial Law and the Law on European Companies.

Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 and delegated legal acts.

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Laws applicable to the Estonian Settlement System:

Securities Register Maintenance Act

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Securities Market Act

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Commercial Code

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Investments Funds Act

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Laws applicable to the Icelandic Settlement System:

Act on central securities depositories, settlement and electronic registration of rights of title to securities (in Icelandic language)

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Act on Securities Transactions (in Icelandic language)

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Act respecting Public Limited Companies (in Icelandic language)

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Act respecting the Security of Transfers Orders in Payment System (in Icelandic language)

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Act on Financial Collateral (in Icelandic language)

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Laws applicable to the Latvian Settlement System:

Commercial Law

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Financial Instrument Market Law

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Law on Settlement Finality in Payment and Financial Instrument Settlement Systems

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Financial Collateral Law

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Laws applicable to the Lithuanian Settlement System:

Law on Companies (in Lithuanian language)

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Law on Markets in Financial Instruments (in Lithuanian language)

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Law on Securities (in Lithuanian language)

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Law on Settlement finality in Payment and Securities Settlement Systems (in Lithuanian language)

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Law on Financial Institutions (in Lithuanian language)

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Law on Collective Investment Undertaking (in Lithuanian language)

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